Compliance Adviser - Financial Markets - Trading, Clearing and Settlement - Sydney
Description
- Negotiable Salary + Bonus
- High Profile Australian Financial Services Organisation
- Excellent Training and Working Conditions
A globally recognised company and icon of the Australian Financial Services industry is now seeking a Compliance Adviser within their Market Supervision Division.
The scope of this role focuses on trading, clearing and settlement across a variety of traded products, with the successful candidate able to address any market compliance issues with full integrity.
Essentially the role’s responsibilities will include:
- Promotion of high compliance standards;
- Relationship Management;
- Interpretation and understanding of market rules;
- Consistent application of the regulations;
- Implementation of compliance programs;
- Identification of compliance risks and trends; and
- Referral of potential breaches
Applicants for this role will have a compliance background and ideally an in-depth understanding in one or more of the following areas; Australia’s financial markets and its operations, stockbroking operations, equities and derivatives trading, clearing and settlement.
This is an excellent role within a globally recognised financial services organisation that is renowned for its excellent working conditions, training and work/life balance.
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If you would like to apply for this position, simply fill out your details here, enter your name in our reply box, attach a copy of your CV and click on the button to submit.
Alternatively, please apply for this position using the details below.
Please submit your resumes by e-mail in Word format, or call Blaise Davis Habgood on (02) 8243 0500 for further information.
Email your CV by clicking on the following link: csh`352Acsbenbosfdsvjunfou/dpn
WHEN APPLYING FOR THIS VACANCY, PLEASE QUOTE REFERENCE NUMBER 27154BH
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